Compliance breaches, regulatory alerts and audit status across portfolios.
| Portfolio | Compliance Event | Status | Audit | Regulation |
|---|---|---|---|---|
| Arora PMS-2024 | Sector Concentration | Flagged | Q1 Complete | SEBI PMS |
| Mehra Private Trust | Drawdown Alert | Resolved | Q1 Complete | SEBI PMS |
| Sinha & Co. | Exposure Limit | Pending | Q1 Complete | SEBI PMS |
| Gupta Enterprises | None | Clear | Q1 Complete | SEBI PMS |